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Regulatory and Licenses

Regulatory and Licenses

The Dominion group of companies holds licenses and is regulated in multiple jurisdictions, including the FCA in the UK, GFSC in Guernsey and MFSA in Malta.

Company Country Regulator Reference
Dominion Asset Management Ltd United Kingdom Financial Conduct Authority 582924
Dominion Capital Strategies Funds PCC Ltd Guernsey Guernsey Financial Services Commission 2296953
Dominion Capital Strategies Ltd Guernsey Guernsey Financial Services Commission 2296283
Dominion Fund Management Ltd Guernsey Guernsey Financial Services Commission 1023845
Dominion Global Trends SICAV PLC Malta Malta Financial Services Authority 2200669
Dominion Global Opportunities Fund PCC Ltd Guernsey Guernsey Financial Services Commission 2099782

Key Institutional Partners

To comply with regulations in multiple jurisdictions, mandatory accounts’ segregation requirements, and to provide the most robust solutions available to our investors, Dominion partners with world-class institutions.

Organization Country Type
Bank of New York Mellon United Kingdom Global Custodian
Peresec International Ltd Guernsey Guernsey Custodian
EPIC Fund Services (Guernsey) Ltd Guernsey Administrator and Registrar
Price-Waterhouse-Coopers CI LLP Guernsey Auditor
FNZ (UK) Ltd United Kingdom Hedge Platform Provider
Anti-money Laundering and Countering Terrorist Financing Manual - PDF Sheet

DCSL - AML and CTF Manual

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